London Stock ExchangeLondon Stock Exchange

REG - Goldman Sachs & Co. Qualcomm Inc - Form 8.5 (EPT/NON-RI) - Qualcomm Inc

Refinitiv6 minuti di lettura
RNS Number : 6930T Goldman Sachs & Co. LLC 01 August 2025  

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:

GOLDMAN SACHS & CO. LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM INCORPORATED)

(c) Name of the party to the offer with which exempt principal trader is connected:

ALPHAWAVE IP GROUP PLC

(d) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

31 July 2025

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

NO

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.0001 common

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

3,549,678.86

0.32

16,135.86

0.00

(2) Cash-settled derivatives:

2,552,818

0.23

266,093

0.02

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

184,350

0.01

342,248

0.03

     TOTAL:

6,286,846.86

0.58

624,476.86

0.05

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

  • Class of relevant security in relation to which subscription right exists:

  • Details, including nature of the rights concerned and relevant percentages:

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.0001 common

Purchases

500,991

162.1513 USD

145.6000 USD

USD 0.0001 common

Sales

504,534

156.5050 USD

144.5683 USD

(b)        Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.0001 common

CFD

Reducing a long position

97

145.7003 USD

USD 0.0001 common

CFD

Reducing a long position

534

145.7003 USD

USD 0.0001 common

CFD

Reducing a long position

8,254

146.7042 USD

USD 0.0001 common

CFD

Opening a short position

767

146.7042 USD

USD 0.0001 common

CFD

Reducing a short position

4,077

146.7306 USD

USD 0.0001 common

CFD

Increasing a long position

2,591

146.7306 USD

USD 0.0001 common

CFD

Reducing a long position

164

146.7544 USD

USD 0.0001 common

CFD

Reducing a long position

908

146.7544 USD

USD 0.0001 common

CFD

Increasing a short position

769

146.7971 USD

USD 0.0001 common

CFD

Reducing a short position

23

146.8492 USD

USD 0.0001 common

CFD

Reducing a short position

37

146.8492 USD

USD 0.0001 common

CFD

Reducing a short position

13

146.8492 USD

USD 0.0001 common

CFD

Reducing a short position

46

146.8815 USD

USD 0.0001 common

CFD

Reducing a short position

26

146.8815 USD

USD 0.0001 common

CFD

Reducing a short position

17

146.8815 USD

USD 0.0001 common

CFD

Reducing a long position

18

147.0339 USD

USD 0.0001 common

CFD

Increasing a short position

200

147.1020 USD

USD 0.0001 common

CFD

Increasing a short position

100

147.1020 USD

USD 0.0001 common

CFD

Increasing a short position

13

147.1020 USD

USD 0.0001 common

CFD

Increasing a short position

400

147.1020 USD

USD 0.0001 common

CFD

Increasing a short position

800

147.1020 USD

USD 0.0001 common

CFD

Increasing a short position

100

147.1020 USD

USD 0.0001 common

CFD

Increasing a short position

600

147.1020 USD

USD 0.0001 common

CFD

Reducing a short position

295

147.1119 USD

USD 0.0001 common

CFD

Reducing a short position

274

147.1296 USD

USD 0.0001 common

CFD

Reducing a short position

447

147.1296 USD

USD 0.0001 common

CFD

Opening a short position

1,783

147.1469 USD

USD 0.0001 common

CFD

Reducing a long position

23

147.1469 USD

USD 0.0001 common

CFD

Increasing a long position

1,063

148.3917 USD

USD 0.0001 common

CFD

Increasing a short position

253

148.4923 USD

USD 0.0001 common

CFD

Opening a long position

400

149.0111 USD

USD 0.0001 common

CFD

Reducing a short position

682

150.5650 USD

USD 0.0001 common

CFD

Reducing a short position

556

152.0771 USD

USD 0.0001 common

CFD

Increasing a long position

96

152.1691 USD

USD 0.0001 common

CFD

Increasing a long position

165

152.1691 USD

USD 0.0001 common

CFD

Reducing a long position

2,543

152.2401 USD

USD 0.0001 common

CFD

Opening a long position

3,755

152.5340 USD

USD 0.0001 common

CFD

Reducing a short position

1,783

152.5340 USD

USD 0.0001 common

CFD

Increasing a short position

386

152.7831 USD

USD 0.0001 common

CFD

Increasing a short position

630

152.7839 USD

USD 0.0001 common

CFD

Opening a short position

203

153.1150 USD

USD 0.0001 common

CFD

Increasing a long position

8,144

153.7651 USD

USD 0.0001 common

SWAP

Reducing a short position

114

146.7600 USD

USD 0.0001 common

SWAP

Reducing a short position

313

146.7600 USD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

  • Class of relevant security

  • Product description e.g. call option

  • Writing, purchasing, selling, varying etc.

  • Number of securities to which option relates

  • Exercise price per unit

  • Type

    e.g. American, European etc.

  • Expiry date

  • Option money paid/ received per unit

(ii)        Exercise

  • Class of relevant security

  • Product description

    e.g. call option

  • Exercising / exercised against

  • Number of securities

  • Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

  • Class of relevant security

  • Nature of dealing

    e.g. subscription, conversion

  • Details

  • Price per unit (if applicable)

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

  • Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

    Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

  • NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

  • Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

    (i)  the voting rights of any relevant securities under any option; or

    (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

    If there are no such agreements, arrangements or understandings, state "none"

  • NONE

(c)        Attachments

  • Is a Supplemental Form 8 (Open Positions) attached?

  • NO

Date of disclosure:

01 August 2025

Contact name:

Papa Lette and Andrzej Szyszka

Telephone number:

+33(1) 4212 1459 / +48(22) 317 4817

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.  END  FEOZFLFBEVLFBBE

Accedi o crea un account gratuito per leggere queste notizie